The CFTC postponed the publication of its weekly "Commitments of Traders" report for the week ending February 17, 2023 due to delayed reporting in the wake of a recent cyber attack on a third-party derivatives clearing services provider.
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Comments on the SEC's proposal to amend several procedural provisions within the regulations promulgated under the Privacy Act of 1974, as amended, are due by April 17, 2023.
The CFTC charged a cryptocurrency trading firm and its CEO with engaging in a "Ponzi-like" scheme.
The Options Clearing Corporation settled parallel SEC and CFTC charges for failing to fully implement its own rule change relating to the calculation of costs in the event of a need to close out the positions of a defaulting clearing member.
The MSRB proposed to (i) amend its time of trade disclosure rule and related interpretive guidance and (ii) provide that SEC-registered investment advisers would no longer be required to make certain affirmations to qualify for Sophisticated Municipal Market Professional status.