The SEC Office of Investor Education and Advocacy issued an updated investor bulletin on leveraged and inverse exchange-traded funds ("ETFs"), particularly single-stock ETFs.
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The Federal Reserve Board, the FDIC and the OCC cautioned that banks may face significant liquidity risks in relying on funding from entities in the crypto industry.
The NFA Board of Directors elected its Chair, Vice Chair, public directors, and members of NFA's Executive Committee.
The SEC adopted amendments to Regulation S-T to extend the EDGAR filing deadline for when a Form 144 is considered to be filed on the date of submission from 5:30 p.m. EST to 10:00 p.m. EST.
In a letter to SEC Chair Gary Gensler, Republican leaders from the House Financial Services Committee and Senate Banking Committee criticized the SEC for pursuing a climate agenda "outside the scope of its mission" and requested information on the proposed climate disclosure rule.