July 18, 2019
SIFMA urged the New Jersey Bureau of Securities to wait for Regulation Best Interest to be fully implemented before enacting a proposal that would impose state-specific fiduciary duties on broker-dealers.
- Featured Contributor
Jodi AvergunPartner, White Collar Litigation Featured ContributorJodi AvergunPartner, White Collar LitigationJanuary 17, 2019Cannabis is illegal under U.S. federal law, and thus any proceeds from cannabis-related transactions constitutes the proceeds of a crime. Learn more here. 
April 08, 2018This page covers cryptocurrencies under AML statutes, and as products regulated as "securities" and "commodities." Learn more here.
