February 21, 2020
In a targeted examination, FINRA is seeking information on the practices of firms that charge zero commission on client trades and "the impact that not charging commissions has or will have on the Firm’s order routing."
February 20, 2020
The CFTC proposed amendments to rules governing "swap data reporting, dissemination, and public reporting requirements."
October 09, 2019This library is focused on the transition from LIBOR and the design of indices to replace it. Learn more here.
