Latest Coronavirus Updates

OCIE Issues Risk Alert on COVID-19 Compliance Risks and Practices (Aug 12, 2020)
Federal Register: FINRA Proposes Temporary Relief for FINRA Staff from Certain Procedural Requirements (Aug 5, 2020)
FIA Highlights Pandemic Response Efforts (Aug 4, 2020)
FFIEC Encourages Financial Institutions to Support Borrowers as Loan Accommodations Near End (Aug 4, 2020)
SEC Provides Temporary Process for Submitting Confidential Information (Aug 4, 2020)
FinCEN Alerts Financial Institutions to Red Flags of Pandemic-Related Cybercrime (Jul 31, 2020)
FINRA Proposes Extension of Temporary Relief for Staff from Procedural Requirements (Jul 29, 2020)

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  • A Message to Our Readers
    Business Continuity Support
    To assist individuals in working from home during the coronavirus social-distancing period, Cadwalader is providing clients and friends free access to our legal research platform, the Cadwalader Cabinet. It is our hope that this open access will aid industry members facing resource limitations and business continuity challenges during this time. Please let us know if any members of your legal and compliance staff would benefit from access to the Cabinet. Password requests can be sent directly to [email protected]
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    Frequently Asked Questions
    Cadwalader created an FAQ to guide new users in their use of the Cabinet. The Cabinet is an integrated legal research service for financial services lawyers and compliance professionals. It consists of a (i) legal library, (ii) newsletter and (iii) various other tools designed to help keep you current and do work. This FAQ explains scope of coverage, how to search on the Cabinet, how to use the Cabinet to keep current, and how to find exactly what you need.

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