The House Financial Services Committee has reported 10 bills to the full House, three of which affect securities firms.

An introducing broker settled NFA claims that its overseas employees brokered trades for U.S. customers without proper registration.

A broker-dealer settled Nasdaq claims that it failed to properly monitor omnibus accounts for foreign broker-dealers to prevent market manipulation.

A broker-dealer settled Nasdaq claims that a coding error allowed a large erroneous order to reach the market and briefly crash a stock's price.

SEC Chair Paul Atkins said the agency was returning to first principles through the three-part plan he called the "ACT strategy": Advance, Clarify, and Transform.