The New York State Supreme Court dismissed state claims against ExxonMobil Corporation for misleading investors on potential costs related to climate change risk.

The CFTC reopened the comment period on proposed swap dealer capital rules and approved a proposal that would implement an alternative compliance framework for the inter-affiliate swaps clearing exemption.

FDIC Chair Jelena McWilliams described the need for a new framework for regulating brokered deposits.

A broker-dealer and a registered representative settled FINRA charges for failing to establish and enforce procedures to record and review phone calls between the firm and existing or potential customers.

The Committee on Payments and Market Infrastructures and IOSCO reported that there is increasing coordination among global financial authorities in overseeing financial market infrastructures.

A Chicago-based property-casualty insurer and a Swiss insurance company settled separate potential liabilities with OFAC for violating Cuban Assets Control Regulations.

A Federal Reserve Board proposal to establish capital requirements for certain supervised insurance companies was published in the Federal Register.

CFTC Chair Heath P. Tarbert compared the benefits of using a principles-based approach with those of a rules-based approach to regulation.

In testimony before the Senate Committee on Banking, Housing and Urban Affairs, SEC Chair Jay Clayton described progress on the agency's FY 2019 initiatives.

A former U.S. Representative for New York's 27th Congressional District, his son and a third individual settled SEC charges for insider trading.