The Congressional Research Service examined recent SEC rule proposals aimed at reforming the structure of U.S. capital markets.

The Supreme Court will review a Fifth Circuit ruling that the CFPB "funding mechanism" violates the Constitution's separation of powers clause.

A broker-dealer settled FINRA charges for failing to properly manage its market access services.

FINRA provided an update of its targeted exam (sweep) focusing on the social media practices firms use to acquire new customers and firms’ privacy notices with respect to customer nonpublic information.

The National Credit Union Administration proposed amendments to its chartering and field of membership rules with the goal of expanding financial services made available to low- and moderate-income communities.