The SEC charged a media and entertainment company and several of its principals with fraud in a scheme to solicit investments using "vastly inflated" historical annual revenues.

OFAC designated multiple individuals and entities in a broad expansion of sanctions against Russia.

A CFTC Order requiring the use of a designated unique product identifier and product classification system for swap recordkeeping and data reporting became effective on February 24, 2023.

The DOJ announced that a District of Oregon grand jury charged four founders of a decentralized finance cryptocurrency investment platform with wire fraud for having allegedly perpetuated a crypto-related Ponzi and pyramid scheme that raised approximately $340 million from investors.

The New York State Attorney General sued a cryptocurrency platform for (i) failing to register as a securities and commodities broker-dealer and (ii) falsely representing itself as a cryptocurrency exchange.