An investment adviser settled SEC charges for purchasing interests in a security via a public offering after short selling the same security during the Regulation M restricted period.

An investment adviser settled SEC charges for failing to file a Form 13-F, which requires quarterly public disclosure of the equity portfolios of an entity holding at least $100 million in securities assets.

An investment adviser settled SEC charges for violating an SEC trading rule by purchasing interests in a security via a public offering during the restricted period after short selling the same security.

Former NBA star Paul Pierce settled SEC charges that he unlawfully advertised a crypto asset security on social media without disclosing his compensation and made misleading statements about his holdings of the asset.

The FTC established an Office of Technology in order to "strengthen the FTC's ability to keep pace with technological challenges in the digital marketplace by supporting the agency's law enforcement and policy work."