The CFTC established three new subcommittees of the Global Markets Advisory Committee and requested nominations for subcommittee membership.
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The CFTC appointed Ian McGinley to serve as the agency's next Director of Enforcement.
Two affiliated investment advisers settled SEC charges for failing (i) to disclose conflicts of interest associated with certain revenue sharing agreements and (ii) to seek best execution for their clients.
In a comment letter on FinCEN's proposed rulemaking on access and safeguards to beneficial ownership information, the Investment Company Institute urged FinCEN to be mindful of the unique characteristics of mutual funds.
The Financial Action Task Force suspended Russia's membership in response to its "unprovoked and unjustified" invasion of Ukraine.