Christine S. Wilson resigned as an FTC Commissioner, announcing her departure via an Op-Ed published in the Wall Street Journal.
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The DOL Employee Benefits Security Administration reopened the comment period for proposed amendments to a prohibited transaction exemption that would clarify the circumstances under which relief may be provided for misconduct that is self-corrected under the DOL's Voluntary Fiduciary Correction Program.
Comments on an MSRB proposal to establish core standards of conduct and duties for "solicitor municipal advisors" are due by March 7, 2023.
Comments on an MSRB proposal to amend rules on advertising by municipal advisors to allow for the use of testimonial statements are due by March 7, 2023.
Comments on an SEC proposal prohibiting an asset-backed security "securitization participant" from engaging in any transaction that would involve or result in material conflicts of interest are due by March 27, 2023.