The White House Office of Science and Techology Policy issued an action plan on artificial intelligence intended to accelerate innovation, expand national AI infrastructure, and advance international AI leadership and security.
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SIFMA technology and financial operations directors warn of rising concerns over cyber risks "tied to remote work, AI-powered deepfakes, and overseas contractors."
A firm settled FINRA charges for failing to supervise solicitations of private placements and for failing to comply with FINRA telemarketing rules.
The OCC named Kate Tyrrell as the agency's next Chief of Staff and Senior Deputy Comptroller.
In a no action letter, the CFTC Divisions of Market Oversight and Clearing and Risk granted the Chicago Mercantile Exchange relief from specific swap data reporting and recordkeeping requirements binary options contracts listed and cleared under its rules.