The Federal Trade Commission provided new guidance on "the factors it will consider when deciding whether to refer alleged violations of criminal regulatory offenses to the U.S. Department of Justice for prosecution."

The SEC voted to allow exchanges that list and trade bitcoin- and ether-based Commodity Based Trust Shares, "to engage in creations and redemptions of their shares with authorized participants on an in-kind basis."

In a comment letter to the Treasury Department, the Investment Company Institute ("ICI") reviewed the first six months of implementation of the Outbound Investment Security Program ("OIS Program") rule.

A firm settled FINRA charges for failing to supervise private placement general solicitations.

The United States Court of Appeals for the Eleventh Circuit vacated a 2023 SEC regulation that established a new funding model for the Consolidated Audit Trail.