A firm settled FINRA charges for failing to reasonably safeguard customer records and information.

The SEC announced that it will resume processing new and pending registration applications from Swiss investment advisers supervised by the Swiss Financial Market Supervisory Authority.

A firm settled Nasdaq PHLX, LLC charges brought for recordkeeping and supervisory violations related to manually handled options orders.

At the final event of the SEC's Crypto Task Force roundtable series, SEC Commissioners discussed the regulatory issues raised by the advent of decentralized finance.

Witnesses before the House Agriculture Committee urged swift passage of the Digital Asset Market Clarity Act of 2025. They argued that the bipartisan Act would "bring regulatory certainty to digital assets."