The Student Borrower Protection Center and the Consumer Federation of America accused the Trump administration of systematically dismantling the Consumer Financial Protection Bureau's enforcement program.
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A firm settled Nasdaq PHLX, LLC charges for supervisory deficiencies related to oversight of Nasdaq's quote spread compliance procedures.
Senate Republicans introduced legislation to limit the Consumer Financial Protection Bureau's jurisdiction over "persons regulated by a state insurance regulator."
A firm settled FINRA charges for disclosure deficiencies in retail communications concerning crypto assets offered by its affiliate
The Congressional Research Service reviewed the use of artificial intelligence in derivatives markets and identified emerging risks and other regulatory considerations.