SEC Commissioner Hester M. Peirce suggested ways to reduce regulatory barriers in early-stage capital formation.

FinCEN will postpone the effective date of the 2024 final rule establishing AML/CFT program and SARs filing requirements for SEC-registered investment advisers and exempt reporting advisers.

An SEC roundtable on "Trade-Through Prohibitions in the National Market System" is scheduled for September 18, 2025.

The Federal Reserve, FDIC and OCC requested public comment on "outdated or otherwise unnecessary regulatory requirements on insured depository institutions and their holding companies."

A firm settled NYSE Texas charges for failing to accurately report data to the Consolidated Audit Trail ("CAT") Central Repository and for related supervisory failures.