The Senate Banking Committee released the "Responsible Financial Innovation Act of 2025," a draft bill to create a comprehensive regulatory framework for digital assets, including defining regulatory oversight responsibilities and token classification.
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Ranking Member of the Senate Banking Committee Elizabeth Warren and Senator Jack Reed asked the SEC Chair Paul Atkins to explain the Commission's delays in implementing updates to Form PF.
FINRA suspended a broker for impersonating multiple customers in phone calls.
FINRA barred a broker for failing to provide testimony in response to an investigation into the suitability of investment recommendations made to retail customers.
A former senior bank regulator settled SEC charges for engaging in insider trading.