CFTC Commissioner Kristin N. Johnson touted the promise of artificial intelligence to transform regulatory compliance in the financial marketplace, but urged caution as AI becomes more embedded in supervisory and surveillance functions.

SEC Chair Paul Atkins appointed Jamie Selway as Director of the Division of Trading and Markets. Acting Director David Saltiel will step down on July 4, 2025.

The Senate passed the Guiding and Establishing National Innovation for U.S. Stablecoins Act. The final vote on the bipartisan bill was 68–30.

A firm settled FINRA charges for failing to use the required special condition indicator in municipal securities trades and for omitting or misstating mark-up disclosures on retail confirmations.

A firm settled Nasdaq PHLX LLC charges brought for recordkeeping and supervisory violations related to manually routed options orders.