IOSCO analyzed how liquidity in secondary corporate bond markets would be affected under stressed conditions.

The Basel Committee agreed to advance several ongoing policy and supervisory initiatives concerning, among other things, FinTech developments and excluding initial margin from the leverage ratio.

The U.S. Senate confirmed Allison H. Lee as an SEC Commissioner, replacing former Commissioner Kara Stein.

OFAC designated Nicaraguan government officials for human rights abuses.

A broker-dealer agreed to settle FINRA charges of failing to identify and apply discounts for investors on Unit Investment Trust purchases.