The CFTC proposed rule amendments that would codify its process for terminating exemptive relief granted to foreign firms offering futures and options to U.S. customers.
News & Insights
President Donald J. Trump imposed sanctions against the Supreme Leader of Iran in response to the Islamic Revolutionary Guard Corps' recent "malicious regional activities."
The CFTC awarded approximately $2.5 million to an individual whistleblower for information provided in connection with a CFTC action. Notwithstanding the high nominal amount, the award was reduced to reflect a delay by the whistleblower in reporting the violation to the CFTC.
SEC Commissioner Hester M. Peirce expressed concern regarding the accuracy of experts' criteria for assessing a company's environmental, social and governance factors.
The SEC, CFTC and UK Financial Conduct Authority intend to target "opportunistic strategies" in the credit derivatives markets, according to a Joint Statement.