Commentary by Steven Lofchie
The Bank for International Settlements urged regulators to implement policies and regulations that address the emergence of "big tech" in financial markets.
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21975 News Results
Commentary by Steven Lofchie
The SEC concept release reviewing the framework for exempt offerings was published in the Federal Register.
The Managed Funds Association asked U.S. prudential regulators to address the regulatory burden and "trading disruptions" caused by "Phase Five" of the implementation of swaps initial margin requirements.
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on whether Fannie Mae and Freddie Mac should be designated as systemically important financial institutions.
The FTC and partner agencies in federal, state and local enforcement commenced a joint action targeting illegal prerecorded telemarketing calls.