SIFMA expressed concern regarding several bills intended to strengthen enforcement against securities law violators.
News & Insights
21975 News Results
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony from non-government organizations about how draft legislation that would require businesses to report beneficial ownership information might impact small businesses.
LabCFTC Director Daniel Gorfine outlined key challenges involved in the regulation of FinTech.
OFAC adopted an interim final rule that will update the instructions for and add new requirements to the Reporting, Procedures and Penalties Regulations.
OFAC designated a Russian entity for helping a North Korean entity gain access to the international financial system.