Governors from across the United States and its territories urged Congress to pass legislation to allow states that permit medical or adult-use cannabis to legally operate under the supervision of the U.S. banking system.
News & Insights
21975 News Results
The SEC named Adam B. Glazer as Senior Advisor to the Director of its Division of Investment Management.
A U.S. District Court held that compliance communications are not protected by attorney-client privilege or the work-product doctrine, and that the SEC can force an investment advisor to produce documentation of such communications.
The Federal Reserve Board, the FDIC and the Office of the Comptroller of the Currency adopted rules intended to reduce the number of reporting requirements for eligible small depository institutions.
SIFMA dismissed New Jersey's proposal to create a state fiduciary standard, calling a federal standard the "optimal approach," as compared to the "uneven patchwork" of state laws.