The Chicago Mercantile Exchange Business Conduct Committee fined and barred two traders for disruptive trading and wash trade violations.

The SEC staff granted no-action relief to an Indian issuer, allowing it to conduct a partial tender offer in the United States in accordance with the requirements of Indian law.

The SEC staff provided no-action relief to a Canadian company, allowing it to conduct a tender offer in the United States in accordance with the requirements of Canadian law and exemptions granted from those requirements.

SEC Commissioner Robert J. Jackson Jr. and MIT Senior Lecturer Bob Pozen called on the SEC to make executive compensation practices more transparent to shareholders.

Several law enforcement agencies joined together to create a task force to investigate and prosecute fraudsters who disproportionately target seniors.