The Financial Accounting Standards Board proposed "technical and other conforming improvements" for the 2021 SEC Reporting Taxonomy.
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FinCEN solicited comment on potential amendments to the rules under the Bank Secrecy Act that would specify the elements of "an effective and reasonably designed" AML program.
An SEC-proposed amendment to the rules on electronic submissions of the Electronic Data Gathering, Analysis, and Retrieval System was published in the Federal Register.
The Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight provided relief and guidance concerning the treatment of separate accounts of a single beneficial owner by futures commission merchants.
The CFTC Division of Market Oversight granted no-action relief to a swap execution facility from the requirement to reinstate its registration following a "dormant" period.