A CFTC final rule establishing minimum capital, liquidity, financial reporting and other related requirements applicable to CFTC-registered swap dealers and major swap participants was published in the Federal Register.

An SEC final rule amending the application process for funds seeking exemptive relief under the Investment Company Act of 1940 was published in the Federal Register.

The CFTC staff extended previously issued COVID-19-related relief through January 15, 2021 for registrants and members of swap execution facilities and designated contract markets.

The Office of Management and Budget outlined best practices for the implementation of Section 6 (Fairness in Administrative Enforcement and Adjudication) of an Executive Order providing regulatory relief for entities economically impacted by COVID-19.

The SEC charged five individuals, including movie producer Ryan Felton and rapper Clifford Harris Jr., for their involvement in two of Mr. Felton's unregistered initial coin offerings.