The SEC adopted a final rule that will rescind Industry Guide 3 concerning the statistical disclosures that banking entities and bank holding companies provide in their registration statements. The new rule replaces Guide 3 with a new Subpart 1400 to Regulation S-K, the SEC's general regulation governing disclosure.

The Alternative Reference Rates Committee updated its recommendations for swaptions that may be impacted by the shift in discounting rates used by clearinghouses.

The Director of the CFTC Division of Enforcement provided guidance for staff on assessing compliance programs when considering appropriate penalties or other sanctions.

The Futures Industry Association offered guidelines to aid market participants in meeting surveillance requirements under the Market Abuse Regulation.

The SEC amended corporate finance disclosure guidance for companies with confidential treatment orders that are approaching expiration.