A broker-dealer settled FINRA charges for failing to develop and implement a sufficient supervisory system over sales of non-traditional exchange traded products.

A telecommunications sales company settled its potential civil liability with OFAC for apparent violations of Sudanese sanctions regulations.

Technical corrections to an OCC, Federal Reserve Board and FDIC standardized approach to calculating the exposure amount of derivative contracts under the "regulatory capital rule'" were published in the Federal Register.

The FTC proposal to clarify that Parts 642 and 698 under the Fair Credit Reporting Act apply only to motor vehicle dealers was published in the Federal Register.

In an op-ed in The Wall Street Journal, CFTC Chair Heath Tarbert and European Commission Executive Vice President Valdis Dombrovskis described recent action on regulation and supervision of DCOs.