FINRA proposed rules changes that would (i) shut down the OTC Bulletin Board Service, (ii) delete all related rules, and (iii) establish new requirements for alternative systems run by individual broker-dealers that disseminate identified broker-dealer quotations in OTC Equity Securities.
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21990 News Results
President Donald J. Trump issued an Executive Order imposing further sanctions on Iran with respect to its arms activities.
OFAC updated its Cuban Assets Control Regulations and certain related FAQs.
SIFMA and other financial associations urged the SEC to recognize electronic delivery as the primary method for the delivery of investor communications.
A CFTC-proposed supplement to an existing proposal to amend the regulations governing commodity broker bankruptcies was published in the Federal Register.