In a letter to the Bank of England and the Federal Reserve Bank of New York, ISDA outlined a timetable for publication of the interbank offered rate fallbacks protocol and supplement.

The SEC adopted amendments to the procedural requirements and resubmission thresholds under the Securities Exchange Act rule on shareholder proposals.

SEC Director of the Division of Enforcement Stephanie Avakian highlighted efforts "to combat wrongdoing, compensate harmed investors, and maintain confidence in the integrity and fairness of our markets."

FINRA requested comment on proposed procedures to address misconduct by non-associated persons during FINRA qualification examinations.

FINRA proposed amendments to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the process for expunging customer dispute information.