The Financial Stability Oversight Council reviewed a proposed regulatory capital framework by the Federal Housing Finance Agency for Fannie Mae and Freddie Mac.
News & Insights
21990 News Results
An electronics testing manufacturer settled an OFAC enforcement matter for violations of the Iran Transactions and Sanctions Regulations.
Two executives, in unrelated cases, settled SEC charges for their involvement in insider trading with "two-time penalties"; i.e., penalties that were twice the amount of their improper gains.
A futures commission merchant and four introducing brokers settled CFTC charges for failure to meet minimum net capital requirements.
The CFTC and thirty states jointly filed a civil enforcement action for fraud against a precious metals firm and its principals.