An investment bank agreed to settle SEC and CFTC charges that the firm engaged in spoofing in the market for U.S. government securities.

The European Securities and Markets Authority adopted decisions to recognize ICE Clear Europe Limited, LCH Limited and LME Clear Limited as third-country central counterparties beginning on January 1, 2021.

SEC Commissioner Hester Peirce cautioned against a prescriptive approach towards environmental, social and governance disclosures in asset management.

A company operating an online eSports gaming and gambling platform settled SEC charges for conducting an unregistered initial coin offering.

OFAC extended its authorization for certain "wind down and divestment" transactions and activities related to blocked subsidiaries of the Xinjiang Production and Construction Corps.