The CFTC filed charges against five entities and three individuals for owning and operating an unregistered platform for the trading of derivatives on cryptocurrencies.

A broker-dealer settled SEC charges for violating short sale order marking regulations.

The CFTC requested nominations for membership on a new Subcommittee to Evaluate Commission Policy with Respect to Implementation of Amendments to Enumerated Agricultural Futures Contracts with Open Interest under the Agricultural Advisory Committee.

A technology company settled SEC charges for misleading investors by failing to disclose the potential impact of various sales practices.

A firm and its former trader settled CFTC charges for multiple instances of spoofing in futures markets.