NFA reminded registrants and applicants of the expiration of temporary relief that it granted from fingerprinting requirements.
News & Insights
21990 News Results
SEC staff provided a retrospective review of the efforts of regulators to strengthen the central clearing system since the adoption of Dodd-Frank.
FinCEN provided relief for Report of Foreign Bank and Financial Accounts filers that are impacted by the California wildfires, the Iowa derecho, Hurricane Laura, the Oregon wildfires and Hurricane Sally.
NFA amended its Code of Arbitration and Member Arbitration Rules to increase filing and hearing fees and provide additional flexibility for certain administrative procedures.
CFTC Enforcement Director James McDonald will leave the agency on October 8, 2020.