The North American Securities Administrators Association requested comments on an amendment to a proposed continuing education program and model rule for investment adviser representatives.

The Financial Conduct Authority banned the sale, distribution and marketing to retail customers of cryptoasset derivatives and exchange traded notes that reference unregulated transferable cryptoassets.

A national bank settled Federal Reserve Board and OCC charges for failure to correct deficiencies in risk management and internal controls, data quality management and compliance management.

OFAC authorized certain transactions related to the Petróleos de Venezuela 2020 8.5 Percent Bond.

The CFTC unanimously approved amendments to CFTC reporting requirements for CPOs and CTAs and related Form CPO-PQR.