The Secretary of the Treasury tightened sanctions against Iran by designating financial institutions and persons determined to "operate" in the Iranian financial sector.
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21990 News Results
FINRA proposed extending the pilot period related to market-wide circuit breakers in NMS stocks.
The FDIC, the Federal Reserve Board, the OCC and the National Credit Union Administration issued an exemption from customer identification program requirements for banks extending loans to facilitate a borrower's purchase of property and casualty insurance policies.
At SEC Speaks 2020, SEC Commissioner Elad L. Roisman shared his views on regulatory enforcement actions and SEC settlements.
The CFTC Division of Market Oversight extended previously issued no-action relief for package transactions.