FINRA and University of Chicago researchers found little change in actual investor risk tolerance levels during the pandemic, and an increased need for investor educational opportunities, particularly among minority communities.

The SEC named Jessica Kane and Tamara Brightwell, respectively, as Director and Deputy Director of its Division of Corporation Finance's Disclosure Review Program.

The Financial Stability Board reported on the risks and opportunities created by the use of supervisory and regulatory technology.

SEC Commissioner Allison Herren Lee touted the benefits that the public markets provide to issuers and investors.

FinCEN alerted financial institutions to fraudulent activity involving unemployment insurance that the agency observed during the COVID-19 pandemic.