The CFTC amended the conditions under which non-U.S. CPOs qualify for exemption from registration.
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The largest publicly traded debt buyer in the U.S. settled CFPB charges for improper debt-collection acts and practices.
In a 3-2 vote, the CFTC adopted a final rule that applies federal speculative position limits to 25 "core referenced futures contracts," including futures and options linked to those contracts and economically equivalent swaps.
The CFTC delayed the compliance date for "Phase Six" of the initial margin requirements from September 1, 2021 to September 1, 2022.
The SEC adopted a final rule that updates its "auditor independence" rules and codifies certain staff consultations.