FINRA Executive Vice President Michael Rufino will step down from his role at the end of 2020.

The FTC proposed amendments to the Hart-Scott-Rodino rules that affect financial investors, and requested comment on aspects of the mergers and acquisitions framework in anticipation of other possible rule changes.

The CFPB extended its comment deadline for proposed amendments that would establish a new category of "qualified mortgages."

A CFTC proposal that would amend the uncleared swap margin requirements for which there is no prudential regulator and codify prior no-action relief related to the application of rules on minimum transfer amounts was published in the Federal Register.

IOSCO adopted guidance on mitigating conflicts of interest and conduct risks for market intermediaries in debt capital market transactions.