A broker-dealer settled NYSE charges for failing to detect manipulative and insider trading due to significant data gaps in its surveillance reports.

The CFTC’s Market Participants Division granted no-action relief that effectively reinstates the "QEP Exemption" for certain private fund managers.

The Senate confirmed Michael Selig as Chair of the U.S. Commodity Futures Trading Commission by a vote of 53-43.

The SEC approved amendments to the Fixed Income Clearing Corporation Government Securities Division Rulebook. The amendments facilitate the porting of indirect participant activity from one intermediary Netting Member to another.

The FDIC solicited comments on proposed procedures for an FDIC-insured State nonmember bank or State savings association seeking approval to issue payment stablecoins through a subsidiary pursuant to the GENIUS Act.