A firm settled FINRA charges for failing to maintain possession or control of customer securities, issuing inaccurate retail customer confirmations, and related supervisory failures.

FINRA barred a broker for refusing to produce documents requested during an investigation into improper investment recommendations.

Five financial and banking trade associations urged the U.S. Department of the Treasury to implement strong, consistent rules under the GENIUS Act to ensure stablecoins are safely integrated into the financial system.

SIFMA Managing Director Chris Killian warned that poorly designed reforms for Fannie Mae and Freddie Mac (the "GSEs") could undermine the liquidity, uniformity, and affordability that define the U.S. housing finance system.

Based on a recent investor survey, the Securities Industry and Financial Markets Association concluded that shifting investor expectations and rapid technological change are driving the investment industry toward hybrid business models that combine human trust with digital innovation.