The Financial Services Institute urged the SEC to adopt formal procedures designed to prevent "regulation by enforcement" in the agency’s oversight activities.
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Federal Reserve Board Member Michael S. Barr predicted that artificial intelligence will fundamentally reshape global economies. He said that central banks must adapt quickly to this technology’s rapid evolution.
Based on a recent industry survey, the Securities Industry and Financial Markets Association ("SIFMA") concluded that additional clarity from regulators and central counterparties is necessary for market participants to meet the 2026–2027 U.S. Treasury clearing mandate deadline.
The International Organization of Securities Commissions ("IOSCO") found that while tokenization is gaining traction in certain asset classes, its broader market impact remains limited by technological, legal, and infrastructural challenges.
FINRA suspended a broker for borrowing money from customers, providing false information during an examination, and failing to disclose outside accounts.