A firm settled FINRA charges for publishing inaccurate and incomplete quarterly order routing reports and related supervisory failures.
News & Insights
The Bank Policy Institute warned that the Comptroller of the Currency's consideration of an application for a digital-asset trust bank may exceed the agency's statutory authority and extend the national trust charter beyond activities permitted under federal banking law.
The FDIC revised its Consumer Compliance Examination Manual to lengthen examination and Community Reinvestment Act evaluation cycles for most supervised institutions.
Federal Reserve Governor Stephen I. Miran warned that rapid growth in foreign demand for dollar-backed stablecoins could create a "global stablecoin glut" that puts downward pressure on U.S. interest rates.
FINRA provided a 2026 calendar schedule to help firms make accurate submissions for extension of time requests on certain Federal Reserve, SEC and FINRA regulatory requirements.