The SEC approved amendments to Nasdaq listing rules that accelerate delisting for companies whose securities trade at or below $0.10 for ten consecutive business days.

In preliminary findings based on a supervisory review, the Comptroller of the Currency found that nine of the largest national banks maintained policies between 2020 and 2023 that restricted access to banking services despite customers' lawful business activities.

The American Bar Association Business Law Section outlined federal, state, and international jurisdictional issues concerning digital and digitized assets.

In its Annual Regulatory Oversight Report, FINRA identified key compliance risks and effective practices for broker-dealers based on its 2025 examination and enforcement activities.

The U.S. District Court for the Southern District of New York entered a final judgment against a broker-dealer for failing to establish policies and procedures reasonably designed to prevent misuse of customers' material nonpublic information.