A firm settled FINRA charges for failing to maintain adequate supervisory procedures over variable annuity recommendations and hiring practices.
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A federal district court paused enforcement of the Consumer Financial Protection Bureau’s Personal Financial Data Rights Rule.
The Consumer Financial Protection Bureau issued an interpretive rule reaffirming that the Fair Credit Reporting Act broadly preempts state laws governing credit reporting.
Federal Reserve Vice Chair for Supervision Michelle W. Bowman urged a pragmatic approach to updating the bank regulatory framework to lessen complexity and burden.
A broad set of financial, business, and crypto trade associations urged members of the U.S. House of Representatives to support the Financial Stability Oversight Council Improvement Act of 2025.