A firm settled FINRA charges for failing to accurately report and supervise large options position reporting submissions.

The International Organization of Securities Commissions found uneven progress across 20 jurisdictions on the implementation of its 2023 Policy Recommendations for Crypto and Digital Assets.

The Bank Policy Institute warned that outdated supervisory frameworks are discouraging responsible innovation and delaying the deployment of AI tools essential for fraud detection, cybersecurity, and risk management.

The Investment Company Institute urged the SEC to establish a clear, technology-neutral framework to govern digital assets and tokenized investment products.

Eleven Democratic Senators demanded that Acting Consumer Financial Protection Bureau Director Russell Vought stop any efforts to shut down the agency.