After a review of its role in the shareholder proxy proposal process, the SEC’s Division of Corporation Finance decided that it will not evaluate the merits of company submissions of no-action requests, nor express views on a company's intended reliance on rule exclusions, during this upcoming proxy season.

In an annual report, the SEC Division of Examinations identified priority areas for examination and highlighted key risks for investors and registrants in 2026.

FINRA suspended a broker for submitting falsified marketing expense reports in order to obtain undue reimbursements.

FINRA suspended a broker for failing to disclose outside business activity involving the marketing and sale of an automated foreign exchange trading algorithm.

Blockchain Association CEO Summer Mersinger asserted that the digital assets industry will push back against efforts by traditional banks to use regulation to block emerging competitors.