CFTC Acting Chair Caroline D. Pham outlined a 12-month plan to bring regulatory clarity to digital assets and integrate crypto markets into the existing U.S. derivatives framework.

Federal Reserve Governor Michael S. Barr warned that efforts to weaken bank supervision threaten the stability of the U.S. financial system and the broader economy.

FINRA suspended a broker for placing unauthorized mutual fund trades in the accounts of four customers.

A firm settled FINRA charges for failing to maintain an adequate supervisory system for monitoring deferred variable annuity exchanges.

Senate Democrats asked the Departments of Treasury and Justice to explain how they are addressing the national security and illicit finance risks of a U.S. crypto firm, with ties to the family of President Trump, that reportedly sold tokens to buyers that conducted business with money laundering entities and illicit actors.