A firm settled FINRA charges for research-report disclosure failures and improper activities by research analysts.

The NYU Pollack Center for Law and Business and Cornerstone Research reported that SEC enforcement activity dropped sharply in FY 2025, with both the number of actions and monetary settlements declining.

Federal Reserve Governor Stephen I. Miran warned that U.S. banking regulations—not monetary policy objectives—have become the primary force determining the size of the Federal Reserve’s balance sheet.

The Federal Reserve Board’s Division of Supervision and Regulation issued guidance outlining changes to supervisory operating principles and examiner expectations.

The Office of the Comptroller of the Currency "confirmed" that national banks may hold limited amounts of crypto-assets as principal to support certain operational needs.