Consolidated Audit Trail, LLC, on behalf of numerous exchanges, proposed a "2025 Cost Savings Amendment" to the NMS Plan Governing the CAT to reduce operating costs by approximately $55 million to $73 million annually through various technical and operational restructurings.

The Office of the Comptroller of the Currency proposed to issue a determination that would preempt state laws that require national banks and federal savings associations to pay interest on mortgage escrow accounts or that restrict related fees.

A firm settled FINRA charges for willfully failing to file and deliver an accurate Form CRS to retail investors.

A firm settled FINRA charges for issuing inaccurate trade confirmations to institutional customers and for related supervisory failures.

A firm settled FINRA charges for failing to provide to customers accurate disclosures on its cash sweep program and for related supervisory failures.