The CFTC reported enforcement results for Fiscal Year 2023. The agency highlighted a "record-setting" number of digital asset cases, actions to hold registrants to their regulatory obligations, actions concerning manipulation and spoofing and precedent-setting court decisions in complex litigations.

FinCEN adopted a new rule amending FinCEN's beneficial ownership information reporting requirements to clarify the use of identifiers in reporting the beneficial ownership information of related entities.

FINRA published 2024 due dates for Annual Report, Financial and Operation Combined Uniform Single, Form Custody and supplemental FOCUS Report filings.

The CFPB proposed defining a market for general-use digital consumer payment applications that would cover digital applications that allow consumers to make payments.

A broker-dealer settled charges with FINRA for causing customers to overpay in excess sales charges and fees on their accounts.