A broadband connectivity company settled charges with the SEC for failing to maintain internal accounting controls intended to ensure that the company's stock buybacks were conducted in accordance with management authorizations.
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In testimony before the Senate Banking Committee, heads of prudential regulatory agencies described current challenges facing the banking industry and risks to financial stability.
CFTC Commissioner Christy Goldsmith Romero described ways in which the United States can strengthen the resilience of the power and derivatives market against severe climate events.
The SEC granted ICE Clear Europe's request to withdraw from registration as a clearing agency.
The FTC set an effective date of May 13, 2024 on a final rule amending the "Standards for Safeguarding Customer Information."