The SEC Division of Corporation Finance changed its intake procedures for issuers requesting "informal, non-binding staff views regarding companies' intentions to exclude shareholder proposals from their proxy statements."

A broker-dealer settled charges with FINRA for omitting required information on disciplinary history and conflicts of interest in its Client Relationship Summary (Form CRS).

A bank settled CFPB charges for discriminating against persons of Armenian heritage applying for credit cards.

Federal Reserve Board Governor Michelle W. Bowman criticized proposed new capital requirements for banks with more than $100 billion in assets, arguing that the increases were not supported by facts and analysis and could lead to reduced credit availability and increased cost of credit.

SEC Commissioner Mark T. Uyeda identified areas for improvement in the SEC's approach to rulemaking.